Journal of Cosmology, 2009, Vol 2, pages 344-355. Cosmology, November 6, 2009
Comets, Catastrophes, and Earth's History
W. M. Napier, Ph.D.,
Centre for Astrobiology, 2 North Road, Cardiff University, Cardiff CF10 3DY
Abstract There is now compelling evidence that an exceptionally large (50-100 km) comet entered a
short-period, Earth-crossing orbit some time in the Upper Palaeolithic, and underwent a series
of fragmentations. During this disintegration the Earth was probably subjected to occasional
episodes of intense bombardment. Such an episode might constitute a sensible astronomical
framework for understanding the postulated catastrophe at 12,900 BP. Concentrations of sub-
kilometre bodies may still exist in meteor streams and constitute a significant hazard. Such
bodies are difficult to detect, and current deflection and mitigation strategies do not seem
adequate to deal with them. For larger bodies, a paradox exists in that the number of comets
expected to be thrown into Halley-type orbits (periods 20-200 years) is at least two orders of
magnitude greater than observed. The fate of these comets is unknown, raising the prospect that
a significant population of dark Earth-crossing comets may exist and adding further uncertainty
to impact hazard assessments. Discrete bombardment episodes are evident in the well-dated
impact record of the past 250 Myr and several coincide with transitions between geological
periods. There is evidence that these episodes have a ∼ 35-37 Myr periodicity, which may be
connected to Galactic disturbances of the Oort comet cloud. The threshold for periodicity begins
for impact craters >∼ 40 km in diameter; since this is also the threshold which impact ejecta
create worldwide conflagration, it again implies that comets are a significant, if not dominant,
component of the global impact hazard.
1 Introduction
In the last century, three fireball impacts are reported to have caused significant damage on the
ground due to blast waves or heat. All three took place when the Earth was passing through,
or close to, the cores of major meteor streams.
The Tunguska event of 30th June 1908 is the archetypal small-body impact, which devastated
nearly 2000 square kilometres of forest in the central Siberian plateau. If transferred to London,
the impact would have been heard throughout the UK, north to Denmark and across Europe as
far as Switzerland. Topsoil would have been stripped from fields in the north of England, people
in Oxford would have been thrown through the air and severely burned, an incandescent column
of matter would have been thrown 20 km in the air over London, and the city itself would have
been destroyed about as far out as the present-day ring road. Impact energy estimates range
from 3 to 12.5 Mt (megatons TNT equivalent).
The other two incidents are much less well-known and their significance lies in their dates of
occurrence. The Curaca impact of 13th of August 1930 took place in the Brazilian rainforest, in
the upper reaches of the Amazon River. It might have gone unrecorded had it not been for the
arrival some days after the event of a Jesuit missionary, Father Fedele d'Alviano, who interviewed
many witnesses along the banks of the Curaca river. Apparently there was an early morning fall
of three fireballs, preceded by an atmospheric disturbance, a blood red sun, ear-piercing whistling
and, it was reported, a fire which "continued uninterrupted for some months, depopulating a large
area." These aerial phenomena were accompanied by three distinct explosions and Earth tremors.
The explosions were heard hundreds of kilometres away, comparable with the ∼ 1000 km range
of the Siberian impact. A light rain of ash fell for some hours and the Sun remained veiled until
midday. An account of the event is given at http://star.arm.ac.uk/impact-hazard/Brazil.html.
The energy of impact may have been about five times that released in the Hiroshima bomb.
Even less is known about the event which took place in a sparsely populated region of
British Guyana on December 11th 1935. The region was almost impenetrable and this incident
too narrowly escaped going unrecorded. Fortuitously, a cosmic ray researcher, Serge Korff, was
in the area a few months later and chased up rumours circulating about an exceptional meteor
fall. The reports which emerged from his investigation (and that of an American Museum of
Natural History expedition two years later) again described the passage of a brilliant, Earth-
shaking fireball passing overhead with a terriffic roar, and associated with devastated forest of
"possibly five or six or even more miles that had been apparently devastated... trees had been
broken off 25 feet above their bases." The forest damage would seem to indicate an impact in a
similar class to that of the Brazilian incident.
Table 1: The largest known meteoroidal airbursts of the 20th century which gave rise to significant ground damage, and the annual meteor showers closest to their dates. "Lunar swarm"
refers to the dates of multiple boulder impacts on the Moon (up to ∼ 1 ton) as recorded by lunar
seismometers left by the Apollo programme astronauts.
Table 2: Comets associated with the meteor streams. The direct parentage of Comet Encke to
the β Taurids is probable, but in any case they are fragments of a larger comet progenitor. The
status of Phaethon as a recently active comet is discussed in the text. Orbital period P is in
years, and V is in kms-1.
The dates and locations of these events are listed in Table 1, and the parent bodies of the
meteor streams through which the Earth was passing at these times are listed in Table 2, along
with the encounter speeds. Statistics of three is not a secure basis for reaching far-reaching
conclusions, but neither can they be safely dismissed as chance, and they do raise questions
about the completeness of our knowledge of the terrestrial environment. If a significant body
of hazardous sub-kilometre objects does indeed reside in meteor streams like the Perseids, then
their discovery with present-day or near-future technology --say to 90% completion-- would take
millennia rather than years; warning times would be measured in weeks rather than decades;
and approach speeds would in the region of ∼ 60 kms-1 rather than ∼ 20 kms-1.
We may also ask whether the flux of sub-kilometre impactors deduced from meteoroid and
near-Earth object (NEO) data accumulated over ∼ 20 yr is in a steady-state or is a snapshot
of a fluctuating system: if we extrapolate this short dataset to estimate hazards say at the per
annum level of say 10--3- to 10-5-, we are making an assumption about statistical completeness
which needs to be justified; otherwise we may be in the position of a novice pilot who has only
encountered good weather and assumes that it will always be thus. Comets, arriving erratically
and unpredictably, are generally assumed to be a global impact hazard at the 1% level (Stokes et
al., 2003). Yet the three impacts above all occurred when the Earth was passing through meteor
streams. There is a case to be made that the cometary contribution is significantly higher than
1% at several energy levels (Asher et al. 2005), and that assessing the current impact hazard
requires an understanding of the effect of the solar system's Galactic environment on the Oort
comet cloud (Napier & Asher 2009).
The object of this paper is to review the role of comets as a celestial hazard, beginning with
the putative celestial disturbance of 12,900 BP (Firestone 2009), proceeding through a long-standing problem of
supply and balance in the intermediate-period comet population, and thence to the statistics
of large impact craters. Evidence is given for the occurrence for geologically brief epochs of
multiple bombardment, separated by relatively quiet intervals. These bombardment episodes
can be related to periodic disturbances of the Oort cloud by Galactic tides and massive nebulae.
We appear to be in such an episode now; the implications for current hazard assessments are
briefly discussed.
2 A giant comet in the Upper Paleolithic
2.1 The Zodiacal Cloud
The zodiacal cloud is a disc of interplanetary dust and meteoroids stretching perhaps 0.05 AU
from the Sun out to at least 18 AU and probably beyond. Sunlight scattered from this cloud can
be seen as the zodiacal light after nautical twilight and before dawn, and the thermal emission
in the dust has been detected by the IRAS infrared satellite. The dust in the cloud arrives from
comets, the asteroid belt, and the Edgeworth-Kuiper belt beyond. Orbital information about
the small particles is obtained primarily from visible and radio meteors, which have masses
generally in the range 10-4 gm to ∼ 1 gm.
The current mass of the zodiacal cloud may be estimated in several ways: from its infrared
or visible light, from particle counts in space, and from radio and visible meteors -- shooting
stars. All estimates agree that the mass of the zodiacal cloud is in the region of 3-10x1019 gm.
The lifetime of meteor streams is generally less than 10,000 years, since planetary perturbations
and radiative effects destroy coherence, the dust particles merging into the background cloud.
Over somewhat longer timescales, up to 100,000 years, the dust is collisionally destroyed or falls
into the sun. Without replenishment, the zodiacal cloud would rapidly disappear.
Information about the replenishing sources comes from the optical and infrared emission.
Nesvorny et al. (2009) modelled the orbital evolution of dust particles originating from asteroid
and comet populations, and fitted these to IRAS mid-infrared emission from the zodiacal cloud.
They found that dust from Jupiter Family comets yields ∼ 90% of the optical cross-section,
asteroidal dust comprising ∼ 10%. These comets have orbital periods P <20 years and their
dynamical evolution is strongly controlled by Jupiter (Di Sisto et al., 2009). Likewise Hahn et
al. (2002) used Clementine observations of the cloud at optical wavelengths to estimate that at
least 90% of the zodiacal cloud cross-section within one AU of the Sun was of cometary origin.
A steady state mass for the zodiacal cloud as a whole requires a mass influx of order
1020 gm/105 yr ∼ 1015 gm yr-1. Hughes (1996) estimated the mass input from the decay of
known short-period comets to be ∼ (8.4+0.8) x 1012 gm yr-1, about two powers of 10 less than
required. To put it another way, the zodiacal cloud is overmassive by about two powers of 10
in relation to the known, current replenishing dust sources. He concluded, as have others, that
"at some time in the last 103 to 105 yr, the cloud has benefited from a large and unusual mass
enhancement."
2.2 Replenishing the Cloud
Radar and visible meteor studies indicate that, when the known annual meteor showers are
subtracted out, the remaining "sporadic" meteor population is in fact highly structured, the
bulk of the material appearing to come from a very few bodies (Fig. 1). The helion-antihelion
structure has been detected also through strong asymmetries in the arrival of meteoroids on
exposed orbiting surfaces (the Long Duration Exposure Facility: McBride et al., 1995), and
extends to the visible sporadic meteors (Stohl, 1986) where indeed it was first detected. Without
replenishment, the structures shown in Fig. 1 will be gone on a timescale ∼ 104 yr.
Fig.1. Schematic view of the sporadic meteor distribution over the sky, with annual meteor
showers taken out. The Earth's apex of motion around the Sun is at the centre. The sporadic
meteor system is dominated by the helion/antihelion pair, which is seasonally variable and
corresponds to meteors of high eccentricity, short period and low inclination impacting on Earth
at ∼ 30 kms-1. This stream of "sporadic" meteors encompasses Comet Encke and the Taurid
meteor streams, and appears to derive from an erstwhile giant progenitor comet. The meteors of
the North and South apex group are small and dynamically old, and probably associated with
55P/Tempel-Tuttle which gives rise to the Leonid meteor shower. The source of the north and
south toroidal stream is uncertain.
Weigert et al. (2009), from the structure of the cloud as revealed by the radar meteors,
found that they have been supplied by a few comets rather than by the comet population as a
whole, Comets Encke and Tempel-Tuttle currently dominating the system. Assume the current
mass of the zodiacal cloud is 5 x 1019 gm, composed of grains with densities 2 gm cm-3. At a
constant limiting mass, Campbell-Brown (2008) finds that the antihelion and helion (HE/AH)
sources make up two thirds of the sporadic source activity. If this came from a single progenitor,
then in estimating the original mass one must take account of the loss of volatiles. For a comet
density 0.5 gm cm-3 (Sosa & Fernandez 2009), the current AH/HE stream would assemble into
a comet ∼ 50 km in diameter. Depending on how long the progenitor comet has been in the
inner planetary system, it would have been significantly larger. If say half to threequarters of the
original mass has been lost, then the diameter estimate becomes ∼ 60-80 km. For comparison
the archetypal "giant comet," Chiron, in a chaotic orbit in the Saturn-Uranus region, has a
diameter ∼ 120 km; Halley's Comet has diameter ∼ 11 km. Thus we are looking at an erstwhile
exceptionally large comet which has been thrown into a short-period, Earth-crossing orbit in the
relatively recent past, say within the last hundred thousand years. Chiron itself will probably
enter the short-period system in a median time ∼ 105 yr and has probably already done so
several times in the past (Hahn & Bailey, 1990).
2.3 The Taurid Meteoroid Complex
Embedded in the broad HE/AH stream, and aligned with it, is a complex of closely related
meteor streams collectively described as the Taurids: at least 13 radiants in the constellations
Aries and Taurus have been known since the early 20th century, and others have been found
since. The Taurids are split into two main branches, with radiants north and south of the
ecliptic. This complex is diffuse, stretching over 120o of the ecliptic, and is probably ∼ 104 yr
old, although some substructures within it appear to be younger. Also part of this system is
Comet Encke, in a low-inclination, direct orbit with high eccentricity (e = 0.86) and short orbital
period (P=3.3 yr). Comet Encke itself is much too small to be a prime source of the Taurid
meteor streams. Numerical integrations of this complex system reveal that the division into
northern and southern branches would take tens of thousands of years, and possibly 100,000
years, to develop. The main part of the current meteoroid system appears to have developed
five to 20,000 years ago.
These observations are again most easily understood if the Taurid complex is the remnant
of an erstwhile large comet, thrown into a short period, Earth-crossing orbit and undergoing a
hierarchy of fragmentations, a common mode of disintegration of comets. Comet Encke itself
may simply be a recently activated small asteroid belonging to this system.
2.4 Co-Orbiting Asteroids
Fig. 2. We select the brightest NEOs (H < 16.5), and from them cull the 15 known asteroids with semi-major axis (1.85< a < 2.7) AU, eccentricity (0.65< e < 1.0) and inclination
(0<i< 14o). These are shown as squares. Their mean =174o+12o, which is 13o from Comet
Encke's longitude of perihelion ∼ 161o, marked with an asterisk. The inner arc gives the spread
of the recognized Taurid meteor showers (Stohl 1986). The bottom five asteroids appear to form
a separate group, which includes the large near-Earth asteroid Hephaistos.
Fig. 3. Differential precession would yield randomly distributed around 360o, the mean
difference from Encke then being 90o as shown by the histogram. This Monte Carlo simulation
(50,000 trials) indicates that the observed clustering of the Taurid Complex asteroids (marked
by an arrow) essentially never arises by chance. A recent fragmentation of a large comet is
inferred to be the source of these orbital correlations, on a timescale approximately 104 - 105 yr.
Arising from the giant comet fragmentation model, Clube & Napier (1984) proposed that dormant comets of significant size should exist in the Taurid meteor stream. At the time only three
near-Earth asteroids out of 50 known at that time had orbital elements similar to that of Comet
Encke, but the NEA database has since expanded enormously and the existence of such bodies
can be tested afresh. Similarity between orbits, implying a common origin, is tested by comparing . The inclination i typically fluctuates by +5o while the longitude of perihelion
circulates at a few degrees per millennium (e.g. 6o per millennium for Comet Encke). Other
angular elements characterising the orbit are less suitable as they change
relatively rapidly. Because moves at different rates for different orbits, there is no reason to
expect correlation. Thus a test for common origin is to select NEOs with similar (a, e, i) using
a standard similarity criterion which excludes , and ask whether there is significant clustering
of amongst those so selected. If there is no generic connection between the asteroids, then
will be randomly distributed. If there was a recent fragmentation of the bodies from a common
progenitor, a clustering of is expected.
The hypothesis under test is that of these NEOs are significantly aligned with Comet
Encke; the null hypothesis is that of random distribution. The 15 brightest known NEOs (absolute magnitudes H <16.5) were chosen with semimajor axes from 1.85 to 2.7 AU, eccentricities
from 0.65 to 1.0, and inclinations from zero to 14o. The magnitudes of these bright near-Earth
asteroids correspond to a minimum diameter of 1-3 km depending on albedo. Discovery is almost
complete in this range and observational selection effects are therefore unlikely to be important.
Fig. 2 shows that the longitudes of perihelion of these objects do cluster around that of Comet
Encke at ∼ 161o.
The statistical significance of this apparent clustering was tested by randomly distributing
15 longitudes of perihelion around the circle and measuring the arithmetic mean of the deviation
from of Comet Encke. Fig. 3 reveals the outcome of 50,000 trials: there were no cases where
such clustering arises by chance; thus the clustering is highly significant. Fig. 3 allows us to
reject the null hypothesis that the longitudes of perihelion of these asteroids are randomly
distributed around 360° in favour of the hypothesis that bright NEOs whose (a,e,i) are close to
that of Comet Encke also tend to have close to that of the comet. The Taurid Complex does,
therefore, contain a significant concentration of large near-Earth asteroids orbiting within it.
Since these asteroids precess at different rates, any initial clustering will disappear within a
few hundred thousand years. Unfortunately it is not possible to backtrack these orbits to find
a common with any confidence, since nongravitational forces limit the retrodictability of the
dynamics. However Steel & Asher (1996) have shown that the observed spread of the Taurid
asteroids over 20,000 - 30,000 years can be quantitatively accounted for by non-gravitational
forces modelled on those observed in the motion of Comet Encke.
Figure 2 illustrates also that there seems to be a distinct second group of asteroids, clustered
in longitude around the asteroid Hephaistos ( = 258o) which, at ∼ 10 km diameter, is one of
the largest objects in the NEO system (Steel & Asher 1994). It is possible that this group too
was connected with the Encke progenitor in the more distant past.
Babadzhanov (2001) has found that most of the TC asteroids have associated weak meteor
showers, again supporting a cometary provenance. However the surface reflectance properties
of these NEOs are variable and it has been suggested that this argues against a common origin,
cometary surface albedos generally being low, and akin to carbonaceous chondrites from the
outer asteroid belt. However not enough is known about the origin of comets, especially large
ones, to be confident of this. The 5 km object Phaethon, for example, has been supposed to be a
recently 'activated' asteroid from the main belt because of its reflectance spectrum (Licandro et
al. 2007). There is no current cometary activity, and the strength and density of the incoming
meteoroids are more asteroidal than cometary in nature. On the other hand its orbit is more
akin to that of a comet (e ∼ 0.86, q ∼ 0.14 AU), while spectroscopic analysis of Geminids meteors
has shown that the abundances of elements such as Ca, Fe and Cr are close to those found in
Perseids and Leonids of undoubtedly cometary origin (Borovicka et al., 2008). Phaethon thus
appears to be an inactive cometary nucleus in spite of having "asteroidal" surface characteristics;
in general, it is probably unsafe to infer the nature of an NEO simply from its surface reflectance
properties, especially where surface melting at perihelion may take place.
Among fainter NEAs observational incompleteness increases; when one reaches Tunguska
size the vast majority are still undiscovered. It turns out moreover that a statistically significant
alignment is presently hard to find within the current dataset. Nevertheless, Porubcan et al.
(2006) and Babadzhanov et al. (2008) have demonstrated the association of identifiable filaments
in the Taurid meteor orbit database with several NEOs in the hundreds of metre to 2 km size
range. Some of these filaments originated 4000 - 4500 years ago, indicating that the system is
still evolving.
In summary, the current zodiacal cloud is largely supplied by Jupiter family comets; but
emergent new data strengthen the hypothesis that an exceptionally large comet entered the
inner planetary system perhaps 50 - 100 kyr ago and has been disintegrating ever since. In the
following Section the question is addressed: could this account for the postulated cosmic event
at 12,900 BP?
3 Multiple Bombardment
Comet observations have revealed many cases of multiple disintegration. In late 1995, Comet
73P/Schwassmann-Wachmann 3 split into three fragments, having been seen as a single object
on its previous return in 1990. On subsequent returns fresh mini-comets were seen, and by
2006 over 150 fragments had been detected (Reach et al. 2009; Ishiguro et al. 2009). At
least one fragment was ∼ 300 m across and a dozen or so were in the size range of the Tunguska
impactor. Comet C/1996 B2 Hyakutake split into seven sub-nuclei whose sizes seem to have been
in the range of the Tunguska impactor (Desvoivres et al., 2000); Comet C/1999 S4 LINEAR
disintegrated into thousands of fragments. Jenniskens (2008) considers that meteor streams
originate from discrete breakup events rather than gradual sublimation of water ice. There
appears to be more than one mode of disintegration, breakup at perihelion presumably due to
tidal stresses being one, and `unknown' being the others. Disintegration may proceed through
a route involving dormant comets (Kresak & Kresakova, 1987; Jenniskens loc. cit.). Di Sisto et
al. (2009) consider that on average a Jupiter Family comet (P <20 yr) will undergo a major
splitting every approximately 77 revolutions.
Generally, the separation speeds of the fragments are 1-2 ms-1 (Sekanina, 1978), although
in the case of the Kreutz sungrazers separations of approximately 5 ms-1- may be involved. However the
escape velocity from the surface of a 100 km comet is ∼ 15 ms--1. As the bodies cascade down
through smaller sizes, disruption speeds will presumably decline. Here we consider the case
where a comet fragment in an Encke-like orbit disrupts at perihelion. The initial orbit is given
an inclination of 6o. The fragments are assumed to move away in random directions from the
comet.
Fig. 4.Intersection of 10,000-particle meteoroid swarm with a heliocentric sphere, of 1 AU
radius, viewed from the Sun. Ecliptic coordinates are used. The subfigures each represent
approximately the meteoroid flux through the sphere in one week. In the example shown the
storm was created by fragmentation at perihelion of a comet in an Encke-like orbit, particles
being ejected in random directions at speeds up to 10 ms-1. The scale on the horizontal axis
is approximately 0.014 AU, or about 325 Earth radii. The Earth would traverse this distance
right-to-left in just over a day.
Fig. 5. The reflectivity of organic particles 10-5 cm in diameter, with refractive index
m = n - ik, as a function of porosity. Particles of probable cometary origin collected from the
stratosphere have porosities of 75% or more.
Figure 4 shows the projection, on a heliocentric sphere of radius 1 AU of 10,000 particles
ejected at perihelion with random speeds up to Vm = 2m s-1. These particles do not cross the
sphere simultaneously, but rather move from left to right in the figure, as illustrated.
For a central passage through this meteoroid swarm, the Earth will encounter typically ∼ 50
particles over a period of 1.8 days, that is ∼ 5 x 10-3 of the ejected mass may be intercepted if
the configuration is right. The target area of the stream in this case is ∼ 2.1x10-3 square AU
or about 3.7x105 times that of the Earth. If the meteoroid swarm comes from the perihelion
disintegration of say a 1017 gm fragment of the original comet, then the Earth would encounter
5x1014 gm of material, energetically equivalent to the impact of 10,000 Tunguska objects, over
a period of two days.
For higher maximum ejection speeds Vm = 15m s-1, the number of particles intercepted is
approximately 6x10-4 but the target area presented by the ellipse is larger, about 2.8x106 times that of the
Earth. There is a trade-off between the intensity of bombardment from an encounter with a
narrow filament of material, and the lower probability of encountering such a stream in the first
place. There is thus is a clear potential for an event like that postulated at 12,900 BP, arising
from the disintegration of the Upper Paleolithic comet, provided that such encounters have a
reasonable probability over the active lifetime of the comet.
For an object in an orbit like that of Comet Encke, the annual collision probability with the
Earth is ∼ 10-9. However for an encounter with a meteoroid swarm with 105 times the target
area, the annual collision probability becomes ∼ 10-4. An encounter of the sort postulated at
12,900 BP thus becomes likely provided that, during the disintegration history of the Taurid
progenitor, one or more disintegrating fragments of significant mass are present at any given
time.
The fragments from a disrupting comet tend to have size distributions ∼ d-q with index
q not very different from those expected from self-similar cascades (q = 3.5), implying that
the mass tends to be concentrated in a few largest bodies (e.g. Ishiguro et al., 2009). The
probability of a damaging encounter was investigated by adopting a self-similar fragmentation
model, in which half the mass of a disintegrating fragment was assumed to be lost as dust, and
the mass of the largest sub-fragment was taken as 0.3 times the initial mass. This yielded five
sub-fragments, each of which disintegrated in self similar manner. Assume that the limiting
mass for a meteoroid swarm -- generated at perihelion and intercepted at Earth -- to cause a
damaging bombardment is mc = 1016 gm. A comet whose initial mass is ∼ 1020 gm will yield
∼ 17,700 swarms of at least this mass in the course of its disintegration; for mc = 1017 gm, the
number of potentially damaging meteoroid swarms is ∼ 1000. Then assuming that the active
lifetime of the comet is say 20,000 years, the swarm must remain as a coherent entity for 1-
20 yr for an expectation of one such encounter, depending on mc inter alia. This requirement is
modest, the more so since the orbital period of the Taurid complex bodies (∼ 3.3 yr) is close to a
7:2 mean motion resonance with Jupiter (3.39 yr), which strongly affects the orbital evolution.
The effect of the resonance is to restrict the spread of dense swarms of meteoroids generated by
disintegrations, so prolonging their lifetimes well beyond 20 yr (Asher & Clube, 1993; Beech et
al. 2004; Dubietis & Arlt 2007).
It has been suggested by Zotkin (1969), Kresak (1978) and others that the Tunguska bolide
was a fragment of Comet Encke. Asher & Steel (1998) pointed out that there is a coincidence
between a reasonable estimate of the bolides's radiant and that of the β Taurids, which
strike the Earth on the daytime hemisphere. The splitting from the comet could have occurred
within the last 5,000-10,000 years if the semimajor axes of the orbits differed by ∼ 0.05 AU a
difference easily achieved by the non-gravitational forces to which the comet is subject. The
identification is not dynamically unique, since there are many more near-Earth asteroid candidates than active short-period comets (Jopek et al., 2008), but there is no known meteor stream
with which one could associate any such erstwhile comet, other than the Taurid stream itself.
On this hypothesis, then, the 1908 Tunguska impactor was an outlier of the Taurid Complex.
So long as bodies in asteroidal orbits are thought to comprise 99% of the impact hazard,
then the impact of a small body during the Earth's passage through debris from Swift-Tuttle (Table 2)
can be considered a statistical fluke (one of three). However a significant background of dark
bodies in cometary orbits would make the hazard much more difficult to deal with, both from the
perspectives of mapping out dangerous objects and deflecting them when they are discovered.
Since for impactor diameters above one or 2 km we are dealing with the prospect of global
destruction, with a significant part of humanity destroyed, it is necessary that we give the issue
the most careful consideration. In the following section the case is made that dark, globally
hazardous objects may in fact exist in significant numbers in Halley-type orbits.
4 The Mystery of the Missing Comets
The question of undetected bodies in meteor streams arises in connection with a long-standing
problem of population balance, analogous to the zodiacal cloud mass balance problem, but concerned with a population of comets in orbits like those of periodic Comet Halley. These comets
form a roughly spherical system, with equal numbers of prograde and retrograde orbits around
the Sun, and with orbital periods P <200 yr, by convention. They have high eccentricities which
brings them into the inner planetary system, say within the orbit of Mars, where they outgas and become visible. Comet Halley itself has eccentricity e=0.967, orbital inclination 162.3o and
period 75.3 yr. The mean dynamical lifetime of comets in such Halley-type (HT) orbits is less
than half a million years, their usual fate being to fall into the Sun or be ejected into interstellar
space. They arrive in the visibility zone from the Oort cloud, a sphere of comets extending
about 50,000 AU from the Sun. About one bright comet per year arrives in the visibility zone,
and 1 or 2% of these are perturbed into Halley type orbits. Conservatively, the expected num-
ber of Halley-sized comets is ∼ 3000. Allowing for incompleteness of discovery, the actual number is
∼ 25. The argument is robust, depending as it does only on celestial mechanics, conservation
of mass, and the observed rate of arrival of these comets into the zone of visibility (Bailey &
Emel'yanenko, 1998; Biryukov, 2007). The discrepancy holds over the entire range of sizes of
these comets, down to 2 km bodies.
A number of solutions to this paradox have been proposed in the literature. The comets
may become dormant (Bailey & Emel'yanenko, 1998). The problem with this hypothesis is that,
for albedos p ∼ 0.04, surveys should by now have detected 400 dark comets over 2 kilometres in
diameter (Levison et al., 2002). However only a handful of such bodies have been detected to
date.
Alternatively, it has been suggested that the comets rapidly disintegrate to dust (Levison
et al., 2002). This solution was accepted immediately after publication by NASA's Science
Definition Team (Stokes et al., 2003) and is the basis of the assumption that the comet impact
hazard is at the 1% level relative to the NEO hazard. A number of problems, however, have
since emerged with this model. It requires 96% of incoming comets to disrupt on their first
perihelion passage, and this is a rather extreme requirement. Comet Halley itself, for example,
has certainly been observed for over 2000 years. The dust would appear as 15-30 strong annual
meteor showers (Napier et al. 2004), which are not observed. And the mass balance problem
is simply transferred to the dust. The Pioneer 10 dust instrument measured impacts out to
18 AU from the Sun for eight years after its launch, and the measured dust count could be
modelled as a supply of ∼ 1015 gm/century from comets in Halley-type orbits (Landgraf et al.,
2002). This is at least four powers of 10 less than expected if these comets disintegrate to dust
(Wickramasinghe et al., 2009).
Table 3: Visual albedos for a number of surfaces. The carbonaceous aerogel albedos are for
surfaces with vacuum volume fraction ∼ 0.65-0.9 similar to that observed for cometary Brownlee
particles.
Fig. 5. The reflectivity of organic particles 10-5 cm in diameter, with refractive index
m = n - ik, as a function of porosity. Particles of probable cometary origin collected from the
stratosphere have porosities of 75% or more.
A third possibility is that comets arising from the Oort cloud may develop extremely dark
surfaces, with albedos (Napier et al., 2004). This needs organic-rich, porous surfaces,
essentially carbonaceous aerogels. Such surfaces could develop if volatiles sublimed away, leaving
a fairy-castle or aerogel structure, and could be many metres deep. Dust particles of probable
cometary origin do indeed have this structure, with vacuum filling factors ∼ 0.75-0.95 of the
required order (Fig. 5), while fireballs of cometary origin are 95% porous. Dark patches which
were detected on Comet Borrelly had albedos p ∼ 0.008, and it is hard to see what else they
could have been but such aerogels. While this postulate plausibly `solves' the problem of the
missing comets, it cannot be said whether arriving Oort cloud comets would in fact develop such
structures, and the possibility remains unverified. Some albedos of dark material are shown for
comparison in Table 3.
In the absence of direct observations, whether such dormant comets exist and constitute a
significant global hazard may be determined by the most direct means of all, namely counting
and dating holes in the ground.
5 Bombardment Episodes
Figure 6 shows the age distribution of 40 well-dated terrestrial impact craters known to epoch
November 2004. All but five are dated to better than α<5 Myr. There is clearly a decline in
the known craters with increasing age, presumably due to loss with time through erosion and
sedimentation. There is also, amongst the larger craters, a strong tendency to cluster. Almost
every crater over 20 km across occurs, not in isolation, but as part of an episode of bombardment.
Six of the 40 craters are less than 5 Myr old. One of these, Kara-Kul in Tajikistan, has an age
given only as an upper limit of <5 Myr. Its diameter, 50 km, corresponds to a 2.5 km diameter
projectile and a megatonnage 6x105, which exceeds the threshold for incinerating the planet.
This current episode appears to be real and not a discovery artefact. Table 4 gives a list.
Statistical scrutiny confirms their overall reality, although a `false positive' in any particular
case cannot be excluded (Napier 2006).
Fig. 6. Forty terrestrial impact craters with diameters >3 km, ages <250 Myr quoted to
precision better than 10 Myr. These have been culled from the Earth Impact Database (2005).
The circles represent the formation dates for 12 craters over 40 km across with ages measured
to precision 2.6 Myr or better. The asterisks mark out a best-fitting periodicity of 35 million
years for those 12.
Table 4:Possible impact episodes. Each episode is found to include at least one crater >40 km
in diameter, and these large craters appear to have a periodicity ∼ 35 Myr with phase zero,
consistent with the Sun's passage through the Galactic plane ∼ 1-2 Myr ago. Debris in SW
England probably from the Rochechouart crater yield an age 214+2 Myr.
The ages of the Chicxulub and Boltysh craters are identical to within their statistical errors,
but as the latter amount to ∼ 0.7 Myr it has been suggested that this coincidence in time is
not particularly significant (a 24 km diameter crater is formed on average every 1--3 Myr).
This argument does not, however, allow for the severe incompleteness of discovery of craters of
Boltysh size. For example, 9 craters are listed in the range 20--40 km diameter over the 250
million years of Table 1, that is one per 28 million years, as against an expectation that perhaps
80 - 250 such craters were formed over this period. The temporal coincidence is most easily
explained if 10-30 medium-sized impact craters occurred at the KT boundary (an expectation
value of 10 - 30 such craters fits the data comfortably). The dinosaurs, it seems, became extinct
during a bombardment episode.
Asteroid disintegration in the main belt will send debris inwards, but to produce a shower
the disintegration would have to happen close to one of the strong resonances which throw
asteroids quickly inward. The Veritas asteroid family, for example, was formed by the breakup
of a 140 km body only 8.3 Myr ago, but produced no asteroid shower on Earth. However
it turns out that the breakup of asteroid families is too infrequent, and the arrival in Earth-
crossing orbits too spread out in time, for such breakups to match the observations (Zappala et
al., 1998; Napier & Asher, 2009). Disturbance of the Oort cloud by Galactic tides or molecular
clouds can yield weakly periodic comet showers. There is a large and contentious literature
on the subject, but several workers appear to have settled on the view that that there is a
weak periodicity of ∼ 35-37 Myr amongst the largest craters, say D >40 km (Stothers, 2005;
Yabushita, 2004; Wickramasinghe & Napier, 2008), but none discernible amongst the smaller
craters. The break even point corresponds to the threshold for globally destructive impacts, and
suggests that the contribution from Oort cloud comets, acting probably through Halley-type
and other intermediaries, cannot be neglected in hazard assessments.
Dynamical modelling suggests that the Galactic tides acting in concert with molecular clouds
may produce this modulation (loc. cit.). The phase of this periodicity is zero, consistent with
our current passage through the plane of the Galaxy and implying that we are currently in a
bombardment episode.
Levison et al. (2002) computed that, without disintegration, there would be a population of
N ∼ 3 x 104 dormant Halley-type comets with diameters D > 2:4 km and perihelia q 1 AU.
The mean interval between impacts from a population of N isotropically distributed bodies with
mean orbital period P years is ∼ 330P/N Myr. Adopting P = 60 yr, N = 30000, we find the mean interval between impacts to be ∼ 0.67 Myr between comets of at least 2.4 km
diameter. For a mean impact speed ∼ 60 km s-1 the impact energy delivered is 1.5x106 Mt,
about the threshold for global catastrophe. These figures indicate that dark comets, should
they exist, are a significant hazard for humanity. The Oort cloud is currently disturbed since we
are passing through the Galactic plane, and the long-term average impact rate, taking account
of quiescent intervals between impact episodes, may easily be an order of magnitude less than
this.
6 Summary and Conclusions
The evidence that an exceptionally large (50-100 km) comet entered a short-period, Earth-
crossing orbit during the upper Paleolithic, and underwent a series of disintegrations, now seems
compelling. The idea is not new, but it has been strengthened by an accumulation of evidence
from radar studies of the interplanetary environment, from the LDEF experiment, from numerical simulations of the Taurid complex meteoroids and 'asteroids', and from the latter's highly
significant orbital clustering around Comet Encke.
The disintegration of this massive Taurid Complex progenitor over some tens of thousands of
years would yield meteoroid swarms which could easily lead to brief, catastrophic episodes of multiple bombardment by sub-kilometre bolides, and it is tempting to see the event at ∼ 12,900 BP
as an instance of this. Whether it actually happened is a matter for Earth scientists, but from
the astronomical point of view a meteoroid swarm is a much more probable event than a 4 km
comet collision.
The existence of sub-kilometre bodies in cometary streams may constitute a significant hazard not yet picked up in the NEO surveys simply because they have not been running for long
enough. Two components to this are of concern and may be illustrated through the Brazilian
event of 1930. If actually due to a body in the Perseid major stream, the impactor approached
at ∼ 60 kms-1. And with an orbital period of 133 years, it could not have been detected with
current technology until impact was imminent, if at all. Mapping out of a small body population of dark objects in Halley-type orbits to a satisfactory level is not feasible for the foreseeable
future.
That kilometre-sized bodies may exist and be a significant hazard, and be likewise undetectable, is a possibility arising from uncertainty about the nature of the fading problem. It
would be good if arriving Oort cloud comets thrown into Halley-type orbits disintegrated harmlessly to dust; even better if that dust were observed. A possible resolution of the missing comets
problem is that carbonaceous aerogels develop on the surfaces of long period comets when they
first arrive in the planetary system. However the problem remains unsolved, although it might
be of great consequence for impact hazard assessment. Mass for mass, Halley type comets have
an order of magnitude more impact energy than near-Earth asteroids ( ∼ 57 km/s as against
∼ 20 km/s). Dark, dormant comets may be extremely hard to detect, and the warning time may
be measured in months or weeks rather than centuries or decades. The mapping of a system of
dark comets in Halley type orbits, say to 95% completion, would take a millennium or more with
current technology. Such objects are difficult to detect from the ground but would be detectable
at thermal wavelengths above the atmosphere, with a space-based infrared telescope operating
in the 6-10 micron waveband (Cellino et al. 2004).
On longer timescales, there is evidence for bombardment episodes which appear to be too
strong and sharp to be caused by asteroid fragmentation. Given the importance of large comets
and the likelihood of their arrival and breakup over ∼ 100,000 years, the nature of mass extinctions -- when they occur due to such events -- is more likely to be one of a mixture of prolonged
and sharp events, coupled with a series of coolings due to strong cometary dusting and multiple
bombardments. Some mass extinction events, such as the Late Devonian of 374.5+2.6 Myr ago,
appear to be of this character (McGhee, 1996). For others, the geophysical evidence is lacking
or controversial (Kelley, 2007). While a single catastrophic impact may, depending on the target
rock and the like, cause simultaneous mass extinctions on land and sea, the message generally
being delivered is one of prolonged trauma, multiple bombardments and climatic upsets through
dusting. The world which emerges through such a ∼ 100,000 yr episode may well be very different from that which went before. There is evidence for a periodicity amongst large, well-dated
craters which appears to be well matched to the Galactic environment; and this strengthens the
view that the history of the Earth is a record of its motion through the Galaxy.
Amongst all the naturally occurring hazards (Bostrom & Circovic, 2008), impacts seem to
be unique in that they are unbounded. The annual risk of a global celestial catastrophe is
small, but the consequences may be overwhelmingly large. A modest impact has the potential
to end civilisation, a giant one might put our species into an irreversible decline, like other
primate species past and present. It took over three billion years of evolution to produce the
sole terrestrial species capable of understanding the universe, and we do not know whether, if
we are removed, intelligence is likely to evolve again. Nor do we know whether there are other
intelligent species in our Galaxy. In the event that we are alone, and are removed by some
catastrophe, then our Galaxy will return to its former dumb state and may never again leave it.
In that sense, the survival of this particular species of ape is a cosmic imperative.
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